Korea Investment & Securities Europe Ltd.

Date authorised
1 April 2013
Companies House
02991776
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Korea Investment & Securities Europe Ltd
    29 Martin Lane
    London
    City Of London
    EC4R 0DJ
    UNITED KINGDOM
    Phone
    +4402070652760
    Web
    http://www.kiseurope.co.uk

  • Complaints Contact

    Korea Investment & Securities Europe Ltd
    29 Martin Lane
    London
    City Of London
    EC4R 0DJ
    UNITED KINGDOM
    Phone
    +4402070652762

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brandon Taehee June

    IRN BTJ00012

    • CF30 Customer (27 Jan 2010 to 31 Jul 2011)
  • Hyuk Joo Jee

    IRN HJJ00006

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
  • JAE YEON NAM

    IRN JYN01003

    • CF30 Customer (22 Apr 2016 to 10 Nov 2016)
  • Jeong-Joo Moon

    IRN JXM01573

    • CF30 Customer (1 Nov 2007 to 25 Feb 2019)
    • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
    • CF1 Director (15 Mar 2004 to 8 Jan 2019)
    • CF10 Compliance Oversight (15 Mar 2004 to 15 Jun 2010)
    • CF11 Money Laundering Reporting (15 Mar 2004 to 8 Jan 2019)
    • CF3 Chief Executive (15 Mar 2004 to 8 Jan 2019)
    • CF8 Apportionment and Oversight (15 Mar 2004 to 31 Oct 2007)
  • Jihee Baek

    IRN JXB02666

    • CF30 Customer (29 Oct 2010 to 16 Dec 2010)
  • Jin Su Lee

    IRN JSL01063

    • CF21 Investment Adviser (12 Feb 2003 to 15 Mar 2004)
    • CF10 Compliance Oversight (27 Jan 2003 to 15 Mar 2004)
    • CF3 Chief Executive (27 Jan 2003 to 15 Mar 2004)
    • CF1 Director (27 Jan 2003 to 15 Mar 2004)
    • CF8 Apportionment and Oversight (27 Jan 2003 to 15 Mar 2004)
    • CF11 Money Laundering Reporting (27 Jan 2003 to 15 Mar 2004)
  • Justin Alexander Tooth

    IRN JAT01090

    • CF21 Investment Adviser (18 Feb 2004 to 18 Feb 2004)
  • Ki Hong Kim

    IRN KHK01010

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF2 Non Executive Director (23 Sep 2002 to 15 Jun 2009)
    • CF21 Investment Adviser (23 Sep 2002 to 31 Oct 2007)
  • Kyungsoo, Paco Lee

    IRN KXL01248

    • CF30 Customer (10 Nov 2009 to 1 May 2010)
  • Min Goo Kang

    IRN MGK01049

    • CF30 Customer (20 Sep 2010 to 31 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mr Ki Hong Kim (no longer appointed)

    FRN 218470 · Appointed 3 Sep 2002 · Until 15 Jun 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.