Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
    • CF26 Customer Trading (10 Sep 2002 to 31 Oct 2007)
    • CF27 Investment Management (10 Sep 2002 to 31 Oct 2007)
  • Korea Investment & Securities Europe Ltd. (no longer approved here)

    FRN 172074

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.