Jeong-Joo Moon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Korea Investment & Securities Europe Ltd. (no longer approved here)

    FRN 172074

    • CF30 Customer (1 Nov 2007 to 25 Feb 2019)
    • CF1 Director (15 Mar 2004 to 8 Jan 2019)
    • CF10 Compliance Oversight (15 Mar 2004 to 15 Jun 2010)
    • CF11 Money Laundering Reporting (15 Mar 2004 to 8 Jan 2019)
    • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
    • CF3 Chief Executive (15 Mar 2004 to 8 Jan 2019)
    • CF8 Apportionment and Oversight (15 Mar 2004 to 31 Oct 2007)
  • Queen Street Finance Ltd (no longer approved here)

    FRN 149145

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.