Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser (12 Feb 2003 to 15 Mar 2004)
- CF1 Director (27 Jan 2003 to 15 Mar 2004)
- CF10 Compliance Oversight (27 Jan 2003 to 15 Mar 2004)
- CF11 Money Laundering Reporting (27 Jan 2003 to 15 Mar 2004)
- CF3 Chief Executive (27 Jan 2003 to 15 Mar 2004)
- CF8 Apportionment and Oversight (27 Jan 2003 to 15 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.