Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Korea Investment & Securities Europe Ltd. (no longer approved here)

    FRN 172074

    • CF21 Investment Adviser (12 Feb 2003 to 15 Mar 2004)
    • CF1 Director (27 Jan 2003 to 15 Mar 2004)
    • CF10 Compliance Oversight (27 Jan 2003 to 15 Mar 2004)
    • CF11 Money Laundering Reporting (27 Jan 2003 to 15 Mar 2004)
    • CF3 Chief Executive (27 Jan 2003 to 15 Mar 2004)
    • CF8 Apportionment and Oversight (27 Jan 2003 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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