Kingsbridge Wealth Management Ltd

Date authorised
1 June 2016
Companies House
10033976
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Courtyard Office 3
    Upper Aynho Grounds
    Aynho
    Oxfordshire
    OX17 3AY
    UNITED KINGDOM
    Phone
    +441869345588
    Web
    https://www.kingsbridgewealth.co.uk

  • Complaints Contact

    Courtyard Office 3
    Upper Aynho Grounds
    Aynho
    Oxfordshire
    OX17 3AY
    UNITED KINGDOM
    Phone
    +441869345588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Anthony Palmer

    IRN JAP01132

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2025)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
  • Ryan Carter

    IRN RXC02305

    • SMF3 Executive Director (since 22 Dec 2025)
  • Tammy Bloxham

    IRN TLJ00006

    • SMF16 Compliance Oversight (since 9 Jan 2026)
    • SMF3 Executive Director (since 9 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2026)
  • Wayne Andrew Collard

    IRN WAC01036

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (18 Oct 2021 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Oct 2021 to 30 Sep 2025)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.