Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Jan 2026)
    • SMF3 Executive Director (since 9 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2026)
  • CMS Wealth Ltd

    FRN 586862

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Oct 2018)
    • CF1 Director (AR) (23 Jul 2020 to 9 Feb 2021)
    • CF1 Director (2 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (2 Nov 2021 to 9 Nov 2024)
  • CMS Mortgages Ltd (no longer approved here)

    FRN 957246

    • Employed By (2 Nov 2021 to 9 Nov 2024)
  • Asset Wise Associates Ltd (no longer approved here)

    FRN 544490

    • Employed By (23 Jul 2020 to 9 Feb 2021)
  • Monenti Partners Ltd (no longer approved here)

    FRN 485058

    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Aug 2020)
    • Responsible for Insurance Mediation (27 Mar 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (21 Mar 2018 to 2 Aug 2020)
    • CF10 Compliance Oversight (21 Mar 2018 to 2 Aug 2020)
    • CF1 Director (21 Mar 2018 to 2 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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