Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingsbridge Wealth Management Ltd
FRN 745085
- SMF16 Compliance Oversight (since 9 Jan 2026)
- SMF3 Executive Director (since 9 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2026)
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CMS Wealth Ltd
FRN 586862
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 2 Oct 2018)
- CF1 Director (AR) (23 Jul 2020 to 9 Feb 2021)
- CF1 Director (2 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
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- CF1 Director (AR) (2 Nov 2021 to 9 Nov 2024)
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- Employed By (2 Nov 2021 to 9 Nov 2024)
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- Employed By (23 Jul 2020 to 9 Feb 2021)
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- Responsible for Insurance Distribution (1 Oct 2018 to 2 Aug 2020)
- Responsible for Insurance Mediation (27 Mar 2018 to 30 Sep 2018)
- CF11 Money Laundering Reporting (21 Mar 2018 to 2 Aug 2020)
- CF10 Compliance Oversight (21 Mar 2018 to 2 Aug 2020)
- CF1 Director (21 Mar 2018 to 2 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.