Wayne Andrew Collard

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMS Wealth Ltd

    FRN 586862

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Kingsbridge Wealth Management Ltd

    FRN 745085

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Oct 2021 to 30 Sep 2025)
    • SMF3 Executive Director (18 Oct 2021 to 30 Sep 2025)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
  • Cabot Trustees Limited (no longer approved here)

    FRN 463010

    • CF1 Director (26 Jun 2008 to 12 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.