Cabot Trustees Limited

• Principal Place of Business

  The Quorum

  Bond Street South

  Bristol

  Somerset

  BS1 3AE

  UNITED KINGDOM

  Phone

  +4401179253222

  Web

  http://www.cabot-trustees.com

• Complaints Contact

  The Quorum

  Bond Street South

  Bristol

  Somerset

  BS1 3AE

  UNITED KINGDOM

  Phone

  +4401179253222

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adrian Botteley

  IRN AXB00806

  • SMF3 Executive Director (23 Aug 2023 to 13 Feb 2026)
  • [FCA CF] Client dealing (22 Jul 2021 to 4 Sep 2025)
• Bridget Louise Hayden

  IRN BLH01035

  • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2023)
  • CF1 Director (21 Feb 2018 to 8 Dec 2019)
• Derrick Lloyd Davies

  IRN DLD00003

  • CF1 Director (6 Apr 2007 to 28 Jun 2017)
• Faye Jones

  IRN FXJ00017

  • [FCA CF] Significant management (9 Dec 2019 to 4 Sep 2025)
• Lee Raymond Edwards

  IRN LRE01003

  • [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2023)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Matthew Steven Wrench

  IRN MXW00264

  • [FCA CF] Significant management (4 Jan 2021 to 4 Sep 2025)
• Nicholas Murray Perris

  IRN NMP00002

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
  • CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Richard Paul Crispin Rata

  IRN RPR01060

  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2021)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Wayne Andrew Collard

  IRN WAC01036

  • CF1 Director (26 Jun 2008 to 12 Dec 2008)

No changes recorded yet.