Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Kingsbridge Wealth Management Ltd
FRN 745085
- SMF3 Executive Director (since 22 Dec 2025)
-
CMS Wealth Ltd
FRN 586862
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 17 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Oct 2020 to 9 Feb 2021)
-
- Employed By (13 Oct 2020 to 9 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.