K.G.J. INSURANCE BROKERS (STOURBRIDGE) LIMITED

• Principal Place of Business

  KGJ Insurance Brokers (Stourbridge) Ltd

  2/4 Hagley Road

  Stourbridge

  West Midlands

  DY8 1QG

  UNITED KINGDOM

  Phone

  +4401384390909

  Web

  https://www.kgjinsurance.com

• Complaints Contact

  2 Hagley Road

  .

  Stourbridge

  West Midlands

  DY8 1QG

  UNITED KINGDOM

  Phone

  +4401384390909

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Tomkins

  IRN AJT01233

  • CF1 Director (AR) (16 Feb 2010 to 11 Aug 2015)
• Andrew Richard Passey

  IRN AXP00254

  • SMF3 Executive Director (since 26 Apr 2021)
• Caroline Ann Salisbury

  IRN CAS01241

  • [FCA CF] Client dealing (9 Dec 2020 to 26 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 26 May 2023)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
• David Bate-Hurley

  IRN DXB01167

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2025)
• Francesco Giuseppe Vernava

  IRN FXV00025

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 5 Jun 2023)
  • [FCA CF] Client dealing (1 Nov 2021 to 25 Oct 2023)
• James Philip Bodycote

  IRN JPB00034

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2007)
• John Brendon Donnelly

  IRN JBD00006

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 16 Sep 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Aug 2005 to 8 Dec 2019)
  • CF1 Director (16 Aug 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Aug 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Justin Paul King

  IRN JPK00018

  • CF24 Pension Transfer Specialist (19 Jan 2004 to 2 Dec 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2006)
  • CF1 Director (1 Dec 2001 to 2 Dec 2006)
• Laura Kate Bishop

  IRN LXB00893

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
• Madeleine Dora Townley

  IRN MDT01080

  • CF1 Director (AR) (4 Sep 2006 to 28 Jul 2007)

• Sage Independent Mortgage Advice Ltd

  FRN 437800 · Appointed 12 May 2010

• Medins Healthcare Limited (no longer appointed)

  FRN 406242 · Appointed 29 Jan 2010 · Until 27 Feb 2015

• Sage Independent Mortgage Advice (Gloucestershire) Ltd (no longer appointed)

  FRN 456153 · Appointed 17 Aug 2006 · Until 28 Jul 2007

• Sage Independent Mortgage Advice Ltd (no longer appointed)

  FRN 437800 · Appointed 9 Aug 2006 · Until 31 Jul 2008

No changes recorded yet.