Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2023)
  • K.G.J. INSURANCE BROKERS (STOURBRIDGE) LIMITED (no longer approved here)

    FRN 116769

    • [FCA CF] Client dealing (1 Nov 2021 to 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 5 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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