Justin Paul King

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MY FINANCIAL PLANNER LTD

    FRN 505247

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (21 Jan 2010 to 8 Dec 2019)
    • CF1 Director (21 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (21 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Jan 2010 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2006 to 4 Oct 2007)
  • K.G.J. INSURANCE BROKERS (STOURBRIDGE) LIMITED (no longer approved here)

    FRN 116769

    • CF24 Pension Transfer Specialist (19 Jan 2004 to 2 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2006)
    • CF1 Director (1 Dec 2001 to 2 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.