K.G.J. INSURANCE BROKERS (STOURBRIDGE) LIMITED

• Principal Place of Business

  KGJ Insurance Brokers (Stourbridge) Ltd

  2/4 Hagley Road

  Stourbridge

  West Midlands

  DY8 1QG

  UNITED KINGDOM

  Phone

  +4401384390909

  Web

  https://www.kgjinsurance.com

• Complaints Contact

  2 Hagley Road

  .

  Stourbridge

  West Midlands

  DY8 1QG

  UNITED KINGDOM

  Phone

  +4401384390909

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Margaret Joan Wood

  IRN MJW01576

  • CF1 Director (8 Apr 2014 to 1 Dec 2015)
• Mark Kenneth Jeavons

  IRN MKJ00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
  • [FCA CF] Client dealing (since 23 Jul 2024)
• Martin Hermann Wood

  IRN MHW00014

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2005)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Jul 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Philip John Priest

  IRN PJP01086

  • CF1 Director (AR) (9 Nov 2007 to 31 Jul 2008)
• Sebastian David Adrian John Parsons

  IRN SXP01151

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 22 Dec 2025)
  • [FCA CF] Significant management (since 14 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 14 Nov 2025)
  • [FCA CF] Client dealing (since 14 Nov 2025)
• Stuart Pearson

  IRN SXP01567

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Jul 2005 to 8 Dec 2019)
• Timothy Jones

  IRN TXJ01132

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2025)
  • CF1 Director (AR) (since 12 Aug 2010)
• Walter William Ernest Holder

  IRN WWH00005

  • CF1 Director (1 Dec 2001 to 15 Jul 2012)
• Wendy Jarvis

  IRN WXJ01017

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)

• Sage Independent Mortgage Advice Ltd

  FRN 437800 · Appointed 12 May 2010

• Medins Healthcare Limited (no longer appointed)

  FRN 406242 · Appointed 29 Jan 2010 · Until 27 Feb 2015

• Sage Independent Mortgage Advice (Gloucestershire) Ltd (no longer appointed)

  FRN 456153 · Appointed 17 Aug 2006 · Until 28 Jul 2007

• Sage Independent Mortgage Advice Ltd (no longer appointed)

  FRN 437800 · Appointed 9 Aug 2006 · Until 31 Jul 2008

No changes recorded yet.