Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
- [FCA CF] Client dealing (since 23 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2024)
- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Nov 2015)
- CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.