Wendy Jarvis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • K.G.J. INSURANCE BROKERS (STOURBRIDGE) LIMITED

    FRN 116769

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
  • HAGLEY FINANCIAL PLANNING LIMITED

    FRN 441352

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • SMF3 Executive Director (since 18 Sep 2020)
    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
  • Woolley & Harris Independent Financial Advisers Limited (no longer approved here)

    FRN 515361

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Hagley Financial Planning Ltd (no longer approved here)

    FRN 149676

    • (5)Employed By (17 May 2004 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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