KEYSTONE FINANCIAL LIMITED

• Principal Place of Business

  The Old School Rooms

  7 Station Road

  Pilsley

  Derbyshire

  S45 8BD

  UNITED KINGDOM

  Phone

  +4401743829097

  Web

  https://www.keystoneltd.co.uk

• Complaints Contact

  The Old School Rooms

  7 Station Road

  Pilsley

  Derbyshire

  S45 8BD

  UNITED KINGDOM

  Phone

  +4401743829097

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lauren Connell

  IRN LXM00168

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2024)
• Michael William Pendergast

  IRN MWP00006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 11 Jul 2017)
  • CF1 Director (AR) (since 11 Jul 2017)
• Nicol Graham Cunningham

  IRN NGC01031

  • CF30 Customer (2 Jan 2017 to 28 Dec 2018)
• Norman Caldwell Wright

  IRN NCW00014

  • CF1 Director (AR) (1 Jul 2010 to 6 Jul 2017)
  • CF30 Customer (1 Jul 2010 to 22 Dec 2017)
• Peter John Lawrence

  IRN PJL01197

  • CF30 Customer (1 Feb 2010 to 8 Dec 2019)
• Phoebe Gillispie

  IRN PXG00330

  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 23 Dec 2024)
  • [FCA CF] Client dealing (1 Nov 2022 to 23 Dec 2024)
• Polly Ker

  IRN PXK22080

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • [FCA CF] Client dealing (since 1 Mar 2022)
• Rachel Glenys Whiteside-Blaxter

  IRN RXF01155

  • [FCA CF] Functions requiring qualifications (5 Apr 2021 to 16 Dec 2021)
  • [FCA CF] Client dealing (5 Apr 2021 to 16 Dec 2021)
• Richard John Bradley

  IRN RXB00285

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Rodney Michael Burton

  IRN RMB00016

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2012 to 1 Jan 2013)

• Toft Financial Limited

  FRN 743568 · Appointed 29 Mar 2018

• Zen Financial Limited

  FRN 773613 · Appointed 6 Jul 2017

• SBC Financial Ltd (no longer appointed)

  FRN 775576 · Appointed 3 Apr 2017 · Until 31 Dec 2018

• Myriad Financial Planning Limited (no longer appointed)

  FRN 693708 · Appointed 11 May 2015 · Until 6 Aug 2024

• Telegraph Financial Planning Ltd (no longer appointed)

  FRN 570964 · Appointed 13 Dec 2011 · Until 6 Jan 2016

• Wright Financial Planning Ltd (no longer appointed)

  FRN 224567 · Appointed 14 May 2010 · Until 10 Jul 2017

No changes recorded yet.