Michael William Pendergast

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEYSTONE FINANCIAL LIMITED

    FRN 501917

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 11 Jul 2017)
    • CF1 Director (AR) (since 11 Jul 2017)
  • Zen Financial Limited

    FRN 773613

    • Employed By (since 13 Mar 2017)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (13 Mar 2017 to 7 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 7 Aug 2017)
    • CF21 Investment Adviser (9 Aug 2005 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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