Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Apr 2021 to 16 Dec 2021)
- [FCA CF] Client dealing (5 Apr 2021 to 16 Dec 2021)
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- CF30 Customer (9 Sep 2019 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
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- CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
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- CF21 Investment Adviser (6 Feb 2004 to 13 Apr 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2002 to 6 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.