Date authorised
1 April 2013
Companies House
07987057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM
  • Complaints Contact

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jiantao Tu

    IRN JXT01761

    • CF1 Director (AR) (27 Jun 2014 to 28 Oct 2016)
    • CF30 Customer (26 Jun 2014 to 28 Oct 2016)
  • Jonathan G Harrison

    IRN JGH01083

    • CF1 Director (AR) (13 Jan 2017 to 31 May 2017)
    • CF30 Customer (20 Mar 2014 to 31 May 2017)
  • Jonathan Mark Galloway

    IRN JMG01213

    • CF1 Director (AR) (27 Oct 2016 to 4 Apr 2017)
    • CF30 Customer (27 Oct 2016 to 4 Apr 2017)
  • Joss Alcraft

    IRN JXA01301

    • CF2 Non Executive Director (AR) (3 Jan 2017 to 28 Dec 2017)
  • Judith Cook

    IRN JXC02604

    • CF1 Director (AR) (4 Nov 2013 to 19 Jun 2014)
    • CF30 Customer (4 Nov 2013 to 19 Jun 2014)
  • Julian Jack Blackmore

    IRN JXB03027

    • CF30 Customer (4 Mar 2015 to 4 Jan 2016)
    • CF1 Director (AR) (4 Mar 2015 to 4 Jan 2016)
  • Kai Jun Soh

    IRN KJS01152

    • CF30 Customer (8 Sep 2016 to 29 Mar 2017)
    • CF1 Director (AR) (8 Sep 2016 to 29 Mar 2017)
  • Kevin Russell Smith

    IRN KXR00166

    • CF1 Director (AR) (20 Dec 2021 to 2 Feb 2023)
    • CF30 Customer (20 Dec 2021 to 2 Feb 2023)
  • Kulbinder Kaur Johal

    IRN KKJ00003

    • CF1 Director (AR) (25 Jan 2016 to 19 May 2016)
    • CF30 Customer (25 Jan 2016 to 19 May 2016)
  • Leonardo Marroni

    IRN LXM01380

    • CF30 Customer (27 Aug 2015 to 13 Jun 2016)
    • CF1 Director (AR) (27 Aug 2015 to 13 Jun 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.