Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 27 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jun 2024)
    • SMF16 Compliance Oversight (since 27 Jun 2024)
    • [FCA CF] Significant management (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
    • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
    • CF1 Director (5 Jan 2016 to 8 Dec 2019)
  • Kession Capital Limited (no longer approved here)

    FRN 582160

    • CF30 Customer (4 Mar 2015 to 4 Jan 2016)
    • CF1 Director (AR) (4 Mar 2015 to 4 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.