AUDERE SOLUTIONS LTD.

Date authorised
5 January 2016
Companies House
09181148
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    97 Jermyn Street
    London
    London
    SW1Y 6JE
    UNITED KINGDOM
    Phone
    +442035984992
    Web
    https://www.auderesolutions.com

  • Complaints Contact

    Boggi (UK) Ltd
    79 Jermyn Street
    London
    Westminster
    SW1Y 6NP
    UNITED KINGDOM
    Phone
    +442035984992

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Curtis Robert William Noble

    IRN CXN23960

    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
  • Francesco Podestà

    IRN FXP01121

    • [FCA CF] Client dealing (since 28 Nov 2022)
  • Gregory George Smith

    IRN GGS01015

    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
  • Harry Horatio Exley-Moore

    IRN HXE00113

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Henry Longstaff

    IRN HXL00147

    • [FCA CF] Client dealing (27 Oct 2022 to 13 Jan 2025)
  • Ian Philip MacFarlane

    IRN IPM01016

    • Director of firm who is not a certification employee or a SMF manager (since 11 Mar 2024)
  • James Anthony Peter Ruddiman

    IRN JAR01230

    • CF30 Customer (5 Jan 2016 to 4 Dec 2017)
  • Julian Jack Blackmore

    IRN JXB03027

    • SMF1 Chief Executive (since 27 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jun 2024)
    • SMF16 Compliance Oversight (since 27 Jun 2024)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Significant management (since 19 Dec 2019)
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
    • CF1 Director (5 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
  • Lionel Kruger

    IRN LXK01376

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
  • Matteo Camillo Smolari

    IRN MCS01162

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Oct 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Paul Stafford (no longer appointed)

    FRN 806736 · Appointed 17 Apr 2018 · Until 29 Nov 2021

  • Greg Smith (no longer appointed)

    FRN 798802 · Appointed 17 Jan 2018 · Until 25 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.