Date authorised
5 January 2016
Companies House
09181148
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    97 Jermyn Street
    London
    London
    SW1Y 6JE
    UNITED KINGDOM
    Phone
    +442035984992
  • Complaints Contact

    Boggi (UK) Ltd
    79 Jermyn Street
    London
    Westminster
    SW1Y 6NP
    UNITED KINGDOM
    Phone
    +442035984992

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Md Syfur Rahman

    IRN MSR01141

    • SMF3 Executive Director (since 29 Sep 2025)
  • Paul Stafford

    IRN PXS03013

    • CF30 Customer (14 Apr 2018 to 19 Nov 2021)
  • Rupert John Alexander Fane

    IRN RJF01133

    • Director of firm who is not a certification employee or a SMF manager (since 27 Nov 2023)
    • CF2 Non Executive Director (5 Jan 2016 to 8 Dec 2019)
  • Stuart Pitfield

    IRN SXP01235

    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • Tina Blackmore

    IRN TXB00007

    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jun 2024)
    • CF1 Director (5 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jan 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Paul Stafford (no longer appointed)

    FRN 806736 · Appointed 17 Apr 2018 · Until 29 Nov 2021

  • Greg Smith (no longer appointed)

    FRN 798802 · Appointed 17 Jan 2018 · Until 25 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.