Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AUDERE SOLUTIONS LTD. (no longer approved here)

    FRN 707835

    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jun 2024)
    • CF11 Money Laundering Reporting (5 Jan 2016 to 8 Dec 2019)
    • CF1 Director (5 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2016 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (15 Jul 2010 to 30 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.