Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 27 Nov 2023)
    • CF2 Non Executive Director (5 Jan 2016 to 8 Dec 2019)
  • H & P Advisory Limited (no longer approved here)

    FRN 805667

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
    • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
  • Merlin Partners LLP (no longer approved here)

    FRN 449191

    • CF30 Customer (21 Feb 2013 to 19 Jul 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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