Judith Cook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Share In Ltd
FRN 603332
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (11 May 2021 to 28 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 May 2021 to 28 Dec 2023)
- CF3 Chief Executive (1 Oct 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (28 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Jun 2014 to 14 Nov 2019)
- CF1 Director (19 Jun 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Jun 2014 to 14 Nov 2019)
Kession Capital Limited (no longer approved here)
FRN 582160
- CF1 Director (AR) (4 Nov 2013 to 19 Jun 2014)
- CF30 Customer (4 Nov 2013 to 19 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.