Jonathan Mark Galloway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credo Capital Limited

    FRN 192204

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2016 to 8 Dec 2019)
  • Kession Capital Limited (no longer approved here)

    FRN 582160

    • CF30 Customer (27 Oct 2016 to 4 Apr 2017)
    • CF1 Director (AR) (27 Oct 2016 to 4 Apr 2017)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (26 Mar 2012 to 8 Feb 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (12 May 2008 to 4 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.