Kellands (Bristol) Limited

Date authorised
1 April 2013
Companies House
04038310
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kellands (Bristol) Ltd
    Quays Office Park
    Conference Avenue
    Portishead
    Bristol
    North Somerset
    BS20 7LZ
    UNITED KINGDOM
    Phone
    +4401179004000
    Web
    https://www.kelland.co.uk

  • Complaints Contact

    Kellands (Bristol) Ltd
    Quays Office Park
    Conference Avenue
    Portishead
    Bristol
    North Somerset
    BS20 7LZ
    UNITED KINGDOM
    Phone
    +4401179004000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Peter Whittaker

    IRN CPW00001

    • CF21 Investment Adviser (1 Apr 2004 to 8 Sep 2004)
  • Clive Brendon Hall

    IRN CBH00001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
  • Damien Kelland

    IRN DXK00167

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
  • David Robert Lovelock

    IRN DRL01111

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)
  • Edward Dymott

    IRN EXD81693

    • Director of firm who is not a certification employee or a SMF manager (since 14 Sep 2021)
  • Guy William Antony Kelland

    IRN GWK00002

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (7 Jul 2015 to 13 Jul 2017)
    • CF21 Investment Adviser (17 Aug 2004 to 22 Sep 2004)
  • Ian Clive Davies

    IRN ICD00002

    • CF21 Investment Adviser (6 Jul 2005 to 11 Jul 2005)
  • Jonathan Dibble

    IRN JXD01924

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2021)
    • CF11 Money Laundering Reporting (10 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 May 2019 to 8 Dec 2019)
  • Kenneth McNab

    IRN KXM00005

    • CF21 Investment Adviser (27 Aug 2004 to 22 Sep 2004)
    • CF24 Pension Transfer Specialist (27 Aug 2004 to 22 Sep 2004)
  • Kenton Richard Price

    IRN KRP00011

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 27 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.