Kenton Richard Price

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellands (Bristol) Limited

    FRN 196145

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 27 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
  • Reece Norton and Company (U555) (no longer approved here)

    FRN 182257

    • (10)Employed By (27 Mar 2002 to 7 Nov 2003)
  • Morland Potter (2104) (no longer approved here)

    FRN 183002

    • (6)Employed By (13 Oct 1998 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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