Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellands (Hale) Limited (no longer approved here)

    FRN 193498

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (23 Sep 2005 to 31 Oct 2007)
    • CF1 Director (23 Feb 2005 to 23 Feb 2006)
    • CF10 Compliance Oversight (23 Feb 2005 to 23 Feb 2006)
    • CF11 Money Laundering Reporting (23 Feb 2005 to 23 Feb 2006)
    • CF8 Apportionment and Oversight (23 Feb 2005 to 23 Feb 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • CF21 Investment Adviser (27 Aug 2004 to 22 Sep 2004)
    • CF24 Pension Transfer Specialist (27 Aug 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.