KEEGAN AND PENNYKID(INSURANCE BROKERS)LIMITED

Date authorised
1 April 2013
Companies House
SC060085
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 Queen Street
    Edinburgh
    Midlothian
    EH2 3NS
    UNITED KINGDOM
    Phone
    +4401312256005
    Web
    https://www.keegan-pennykid.com

  • Complaints Contact

    50 Queen Street
    Edinburgh
    Midlothian
    EH2 3NS
    UNITED KINGDOM
    Phone
    +4401312256005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Barker

    IRN AMB00005

    • CF1 Director (11 Sep 2017 to 6 Mar 2018)
  • Colin John Walker

    IRN CJW00059

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
  • Elizabeth Pennykid

    IRN EXP00004

    • CF1 Director (29 Apr 2004 to 6 Jul 2016)
  • Giles Edmund Webster

    IRN GEW01049

    • CF1 Director (18 Aug 2014 to 11 Jul 2016)
  • Helen Smith

    IRN HXS01979

    • CF1 Director (20 Jul 2017 to 6 Mar 2018)
  • Ian Spencer Black

    IRN ISB01014

    • CF2 Non Executive Director (18 Aug 2014 to 7 Jul 2017)
  • James Urquhart Rodger

    IRN JUR01002

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • John Suttie

    IRN JXS03798

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
  • June Pennykid

    IRN JXP02013

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2023)
    • Responsible for Insurance Mediation (8 May 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
    • CF3 Chief Executive (8 May 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 17 Jun 2023)
    • CF1 Director (6 Dec 2013 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • Kenneth Henry Campbell Pennykid

    IRN KXP01185

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2017)
    • CF1 Director (29 Apr 2004 to 30 Apr 2017)
    • CF11 Money Laundering Reporting (29 Apr 2004 to 30 Apr 2017)
    • CF3 Chief Executive (29 Apr 2004 to 30 Apr 2017)
    • CF8 Apportionment and Oversight (29 Apr 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (29 Apr 2004 to 30 Apr 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.