James Urquhart Rodger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gerard Weir

    FRN 476316

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2024)
    • [FCA CF] Client dealing (1 Dec 2023 to 10 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2022)
  • KEEGAN AND PENNYKID(INSURANCE BROKERS)LIMITED (no longer approved here)

    FRN 231032

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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