Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2023)
- SMF1 Chief Executive (9 Dec 2019 to 17 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2021)
- CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
- CF3 Chief Executive (8 May 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (8 May 2017 to 30 Sep 2018)
- CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 17 Jun 2023)
- CF1 Director (6 Dec 2013 to 8 Dec 2019)
- CF30 Customer (1 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.