KD Wright Financial Services Limited

• Principal Place of Business

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

  Web

  https://www.kdw.co.uk

• Complaints Contact

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Karen Sara Coren

  IRN KSC00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
• Karl Daniel Abella

  IRN KXA00054

  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 10 Jun 2022)
• Kenneth David Wright

  IRN KDW00001

  • SMF9 Chair of the Governing Body (20 Jan 2021 to 30 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2020)
  • CF30 Customer (29 Jan 2010 to 21 Dec 2012)
  • Responsible for Insurance Mediation (29 Jan 2010 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (29 Jan 2010 to 6 Nov 2019)
  • CF1 Director (29 Jan 2010 to 8 Dec 2019)
• Lawrie Jellows

  IRN LXJ01237

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • Appointed representative dealing with clients for which they require qualification (21 Aug 2023 to 12 Jul 2024)
  • CF30 Customer (21 Jun 2022 to 3 Jul 2024)
• Leslie Ozer Rotenberg

  IRN LOR00001

  • CF30 Customer (4 Aug 2010 to 21 Dec 2012)
• Lucy Allyce Best

  IRN LAB01147

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
• Mark David Leacock

  IRN MDL01102

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (20 Sep 2012 to 21 Dec 2012)
• Mark Mason

  IRN MXM01830

  • 11. Pension transfer specialist
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
• Mark Nicholas Peddle

  IRN MNP00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2020)
  • CF1 Director (29 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
• Melissa Ann Burrows

  IRN MXB04291

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
  • [FCA CF] Client dealing (since 17 Nov 2025)

• LMJ Capital Ltd (no longer appointed)

  FRN 977736 · Appointed 21 Jun 2022 · Until 17 Jul 2024

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 30 Apr 2013 · Until 4 Dec 2014

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 25 May 2012 · Until 21 Dec 2012

No changes recorded yet.