Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DUNCAN CLARK (INSURANCE BROKERS) LIMITED
FRN 304742
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Dec 2010 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (20 Jan 2021 to 30 Oct 2024)
- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2020)
- CF1 Director (29 Jan 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Jan 2010 to 6 Nov 2019)
- CF30 Customer (29 Jan 2010 to 21 Dec 2012)
- Responsible for Insurance Mediation (29 Jan 2010 to 30 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF1 Director (AR) (1 Dec 2001 to 31 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
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