KD Wright Financial Services Limited

• Principal Place of Business

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

  Web

  https://www.kdw.co.uk

• Complaints Contact

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Moyeedul Islam

  IRN MXI01577

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
• Nicholas George Kamintzis

  IRN NGK01010

  • [FCA CF] Client dealing (19 Feb 2020 to 24 Oct 2024)
  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 24 Oct 2024)
  • CF30 Customer (10 Sep 2013 to 8 Dec 2019)
• Nicholas Turner

  IRN NXS02227

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
• Nicola Bone

  IRN NXB32394

  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 31 May 2022)
• Paras Mehta

  IRN PXM32363

  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 19 Jan 2023)
• Paul George McArdle

  IRN PXM00656

  • [FCA CF] Functions requiring qualifications (10 Jan 2024 to 1 Oct 2025)
  • [FCA CF] Client dealing (10 Jan 2024 to 1 Oct 2025)
• Richard Robert Anthony Hunt

  IRN RXH00107

  • CF30 Customer (29 Jan 2010 to 21 Dec 2012)
• Robert Charles Lawrence

  IRN RCL00007

  • CF30 Customer (29 Jan 2010 to 23 Dec 2013)
• Robert Desmond

  IRN RXD32393

  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 26 May 2023)
• Robin Arthur Barnett

  IRN RAB00059

  • [FCA CF] Client dealing (19 Feb 2020 to 31 Oct 2021)
  • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 31 Oct 2021)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)

• LMJ Capital Ltd (no longer appointed)

  FRN 977736 · Appointed 21 Jun 2022 · Until 17 Jul 2024

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 30 Apr 2013 · Until 4 Dec 2014

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 25 May 2012 · Until 21 Dec 2012

No changes recorded yet.