Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (19 Feb 2020 to 31 Oct 2021)
- [FCA CF] Functions requiring qualifications (19 Feb 2020 to 31 Oct 2021)
- CF30 Customer (29 Jan 2010 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
-
- Employed By (9 Jun 2006 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.