Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • Responsible for Insurance Distribution (since 1 Jul 2025)
    • SMF16 Compliance Oversight (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • KD Wright Financial Services Limited (no longer approved here)

    FRN 509886

    • [FCA CF] Client dealing (19 Feb 2020 to 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 24 Oct 2024)
    • CF30 Customer (10 Sep 2013 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 29 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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