Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Talk Financial Group Ltd
FRN 1028472
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
- Responsible for Insurance Distribution (since 1 Jul 2025)
- SMF16 Compliance Oversight (since 1 Jul 2025)
- SMF3 Executive Director (since 1 Jul 2025)
- [FCA CF] Client dealing (since 1 Jul 2025)
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- [FCA CF] Client dealing (19 Feb 2020 to 24 Oct 2024)
- [FCA CF] Functions requiring qualifications (19 Feb 2020 to 24 Oct 2024)
- CF30 Customer (10 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2008)
- CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Dec 2006 to 29 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.