Julian Harris Financial Consultants

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Julian Harris House
    Musgrove Stores
    Musgrove
    Ashford
    Kent
    TN23 7UN
    UNITED KINGDOM
    Phone
    +4401233661960
    Web
    https://www.julianharris.net

  • Complaints Contact

    Julian Harris House
    Musgrove Stores
    Musgrove
    Ashford
    Kent
    TN23 7UN
    UNITED KINGDOM
    Phone
    +4401233661960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling in connection with investment advice, buy to let and second charge mortgages

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Jeremy Nathan

    IRN DXN00048

    • CF30 Customer (3 Jul 2012 to 8 Aug 2014)
    • CF1 Director (AR) (3 Jul 2012 to 8 Aug 2014)
  • David Anthony Lewis

    IRN DAL00033

    • CF1 Director (AR) (4 Oct 2011 to 12 Aug 2013)
    • CF30 Customer (4 Oct 2011 to 27 Dec 2012)
  • David Boulton

    IRN DXB00005

    • CF30 Customer (18 Nov 2009 to 12 Apr 2011)
  • David Gollick

    IRN DJG01204

    • CF30 Customer (15 Dec 2009 to 13 Dec 2010)
    • CF1 Director (AR) (15 Dec 2009 to 13 Dec 2010)
  • David John Woodward

    IRN DJW01259

    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 12 Nov 2004)
  • David Mark Bridgeman

    IRN DMB00055

    • CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2002)
  • David Snelling

    IRN DXS01796

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 3 Feb 2022)
    • CF3 Chief Executive (AR) (since 3 Feb 2022)
    • CF1 Director (AR) (since 3 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2022)
  • Dean Roger Shardlow

    IRN DXS00085

    • CF30 Customer (7 Feb 2017 to 22 Apr 2018)
    • CF1 Director (AR) (7 Feb 2017 to 22 Apr 2018)
  • Deborah Ann Day

    IRN DAG00050

    • CF30 Customer (18 Jan 2013 to 21 Mar 2014)
  • Deborah June Pemberton

    IRN DJP01230

    • CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2004 to 1 Feb 2007)
    • CF15 Internal Audit (13 Dec 2004 to 1 Feb 2007)
    • CF13 Finance (13 Dec 2004 to 22 Feb 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.