David Anthony Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF1 Director (AR) (4 Oct 2011 to 12 Aug 2013)
- CF30 Customer (4 Oct 2011 to 27 Dec 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (6 Dec 2010 to 17 Jun 2011)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (6 Dec 2010 to 17 Jun 2011)
Chantler Kent Investments (no longer approved here)
FRN 158927
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2004)
- CF4 Partner (1 Dec 2001 to 27 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.