Deborah Ann Day

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blake and Day Financial Planning Limited

    FRN 843625

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
    • Responsible for Insurance Distribution (since 27 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2020)
    • SMF3 Executive Director (since 27 Jan 2020)
    • [FCA CF] Client dealing (since 27 Jan 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Nov 2017 to 31 Oct 2018)
  • Frederick Charles Wealth Management Ltd (no longer approved here)

    FRN 789009

    • (3)Employed By (3 Nov 2017 to 31 Oct 2018)
  • HOSKIN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 613005

    • CF30 Customer (1 Apr 2014 to 14 Mar 2019)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (18 Jan 2013 to 21 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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