Date authorised
1 April 2013
Companies House
OC355369
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Scalpel, 18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038931014
  • Complaints Contact

    The Scalpel, 18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038931014

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Nicholas Brian Bennett

    IRN GNB01022

    • CF2 Non Executive Director (AR) (since 19 Aug 2022)
  • Helier James Le Main

    IRN HXL00204

    • CF1 Director (AR) (since 3 Jul 2024)
  • Hugh Alexander Hawkins

    IRN HAH01054

    • [FCA CF] Client dealing (1 Jun 2020 to 30 Mar 2022)
  • Jacob Ucar

    IRN JXB02872

    • [FCA CF] Client dealing (since 17 Mar 2026)
    • CF30 Customer (since 3 Apr 2025)
    • CF4 Partner (AR) (since 3 Apr 2025)
  • James Rouse

    IRN JXR01675

    • CF1 Director (AR) (27 Jul 2015 to 30 Aug 2016)
    • CF30 Customer (27 Jul 2015 to 30 Aug 2016)
  • Jason Karim Joannou

    IRN JKJ01023

    • CF30 Customer (13 Apr 2018 to 8 Dec 2019)
  • John Steven Coules

    IRN JSC01068

    • CF30 Customer (17 May 2024 to 21 Apr 2026)
  • Joshua David James Walter

    IRN JXW01128

    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Material risk taker (since 28 Mar 2025)
    • CF4 Partner (AR) (since 16 Sep 2024)
    • CF30 Customer (since 16 Sep 2024)
  • Keith Howard Fielden

    IRN KHF01011

    • CF1 Director (AR) (29 Apr 2022 to 30 Jun 2022)
    • CF30 Customer (8 Mar 2022 to 3 May 2022)
  • Kevin James D'Arcy

    IRN KJD01116

    • CF30 Customer (since 20 Feb 2026)
    • CF1 Director (AR) (since 20 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.