James Rouse

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Demeter Capital Limited

    FRN 745647

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2021)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • CF30 Customer (27 Jul 2015 to 30 Aug 2016)
    • CF1 Director (AR) (27 Jul 2015 to 30 Aug 2016)
  • Fortress Investment Group (UK) Ltd (no longer approved here)

    FRN 434611

    • CF30 Customer (31 Jan 2012 to 12 Sep 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.