Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harbour Litigation Funding Ltd
FRN 493877
- Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
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JTC GAS UK LLP
FRN 551769
- CF2 Non Executive Director (AR) (since 19 Aug 2022)
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Appital Limited
FRN 817695
- (5)Employed By (since 19 Aug 2022)
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Mizuho International plc
FRN 119256
- SMF11 Chair of the Audit Committee (since 3 Dec 2020)
- [FCA CF] Material risk taker (since 1 Sep 2020)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 2 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF29 Significant management (1 Nov 2007 to 23 Oct 2017)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
- CF30 Customer (1 Nov 2007 to 1 Feb 2018)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
- CF30 Customer (1 Nov 2007 to 1 Feb 2018)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
- CF30 Customer (1 Nov 2007 to 1 Feb 2018)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (1 Mar 2005 to 23 Jul 2007)
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- CF23 Corporate Finance Adviser (1 Mar 2005 to 23 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Appital Limited
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controlled function added: (5)Employed By at Appital Limited