Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
  • JTC GAS UK LLP

    FRN 551769

    • CF2 Non Executive Director (AR) (since 19 Aug 2022)
    • (5)Employed By (since 19 Aug 2022)
    • SMF11 Chair of the Audit Committee (since 3 Dec 2020)
    • [FCA CF] Material risk taker (since 1 Sep 2020)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 2 Dec 2020)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 23 Oct 2017)
    • CF29 Significant management (1 Nov 2007 to 23 Oct 2017)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2018)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2007 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF23 Corporate Finance Adviser (1 Mar 2005 to 23 Jul 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF23 Corporate Finance Adviser (1 Mar 2005 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Appital Limited

  2. controlled function added: (5)Employed By at Appital Limited