Harbour Litigation Funding Ltd

Date authorised
1 April 2013
Companies House
06426478
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    Princes House
    38 Jermyn Street
    London
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299320
    Web
    https://www.harbourlitigationfunding.com

  • Complaints Contact

    Suite A
    Princes House
    38 Jermyn Street
    London
    Westminster
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299320

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benedict Mawela

    IRN BXM01617

    • CF11 Money Laundering Reporting (24 Aug 2012 to 2 Feb 2017)
    • CF10 Compliance Oversight (24 Aug 2012 to 2 Feb 2017)
  • Brett Albert Alfred Carron

    IRN BAC01075

    • Responsible for Insurance Mediation (9 Aug 2013 to 31 Jul 2014)
    • CF30 Customer (14 May 2009 to 31 Jul 2014)
    • CF3 Chief Executive (14 May 2009 to 31 Jul 2014)
    • CF10 Compliance Oversight (14 May 2009 to 28 Aug 2012)
    • CF1 Director (14 May 2009 to 7 May 2014)
  • David Graham Palmer

    IRN DGP01083

    • CF29 Significant management (17 Aug 2017 to 2 Aug 2019)
    • CF30 Customer (16 Oct 2014 to 2 Aug 2019)
  • David James Gerhard

    IRN DJG01296

    • [FCA CF] Client dealing (since 5 Apr 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Feb 2017 to 26 Jul 2018)
  • Ellora MacPherson

    IRN EXM01860

    • SMF1 Chief Executive (since 11 Jul 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
    • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (17 Aug 2017 to 2 Sep 2019)
    • CF10 Compliance Oversight (15 Feb 2017 to 17 Aug 2017)
  • Erik Staffan Encrantz

    IRN ESE01005

    • CF2 Non Executive Director (4 Dec 2017 to 11 Dec 2018)
  • Goran Ake Thorstensson

    IRN GAT01013

    • CF2 Non Executive Director (4 Jun 2014 to 11 Dec 2018)
  • Gregory Nicholas Brian Bennett

    IRN GNB01022

    • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
  • Jan Olof Martin Tonnby

    IRN JOT00009

    • CF2 Non Executive Director (14 Dec 2010 to 2 Feb 2017)
  • Jennie Karin Maria Bark-Jones

    IRN JKB01110

    • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
    • CF2 Non Executive Director (21 Aug 2017 to 11 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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