Harbour Litigation Funding Ltd

Date authorised
1 April 2013
Companies House
06426478
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite A
    Princes House
    38 Jermyn Street
    London
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299320
    Web
    https://www.harbourlitigationfunding.com

  • Complaints Contact

    Suite A
    Princes House
    38 Jermyn Street
    London
    Westminster
    SW1Y 6DN
    UNITED KINGDOM
    Phone
    +442038299320

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Khuam Fatuga

    IRN KXF00172

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2023)
    • SMF16 Compliance Oversight (since 17 Mar 2023)
  • Mark Allan King

    IRN MXK00291

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nameeta Biswas

    IRN NXB01955

    • SMF16 Compliance Oversight (8 Apr 2021 to 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2021 to 31 Dec 2022)
  • Nicola Jane Mumford

    IRN NJM01209

    • CF2 Non Executive Director (8 Apr 2013 to 22 Oct 2018)
  • Paul Antony Hatter

    IRN PAH01314

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Per Karl Martin Tonnby

    IRN PKT01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Jun 2022)
    • CF3 Chief Executive (8 Oct 2014 to 8 Dec 2019)
    • CF1 Director (16 May 2014 to 8 Dec 2019)
    • CF2 Non Executive Director (26 Nov 2012 to 1 May 2014)
    • CF30 Customer (3 Apr 2009 to 20 Sep 2010)
  • Rene Levesley

    IRN RXL01260

    • CF11 Money Laundering Reporting (20 Jun 2017 to 30 Nov 2018)
    • CF10 Compliance Oversight (20 Jun 2017 to 30 Nov 2018)
  • Stephen Christopher O'Dowd

    IRN SXO00098

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stuart Paul Hanbury

    IRN SPH01203

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2020)
    • CF1 Director (28 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (28 Jun 2019 to 19 Oct 2020)
    • CF11 Money Laundering Reporting (17 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2018 to 8 Dec 2019)
  • Susan Jean Dunn

    IRN SJD01280

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (26 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2009 to 14 May 2009)
    • CF11 Money Laundering Reporting (3 Apr 2009 to 28 Aug 2012)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.