Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harbour Litigation Funding Ltd
FRN 493877
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
- CF1 Director (26 Mar 2013 to 8 Dec 2019)
- CF30 Customer (3 Apr 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Apr 2009 to 14 May 2009)
- CF11 Money Laundering Reporting (3 Apr 2009 to 28 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.