Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Mar 2023)
    • [FCA CF] Significant management (since 30 Mar 2023)
    • SMF16 Compliance Oversight (since 16 Aug 2021)
    • SMF27 Partner (23 Feb 2021 to 30 Mar 2023)
  • Bennett Gould and Partners (Dorset) Limited (no longer approved here)

    FRN 310780

    • CF1 Director (AR) (2 Apr 2020 to 16 Oct 2020)
  • Harbour Litigation Funding Ltd (no longer approved here)

    FRN 493877

    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2020)
    • Responsible for Insurance Distribution (28 Jun 2019 to 19 Oct 2020)
    • CF1 Director (28 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.