Date authorised
1 April 2013
Companies House
OC303424
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Burlington Place
    Sixth Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000
  • Complaints Contact

    1 New Burlington Place
    6th Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Alexander Valkin

    IRN AAV01006

    • CF4 Partner (18 Aug 2010 to 31 Dec 2012)
  • Andrei Brasoveanu

    IRN AXB04093

    • SMF27 Partner (since 28 Jul 2020)
    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • Benjamin Dooley

    IRN BXD09237

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Oct 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 1 Apr 2026)
  • Benjamin Pearson Fletcher

    IRN BXF00177

    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 31 Mar 2025)
    • [FCA CF] Significant management (since 31 Mar 2025)
  • Bruce Golden

    IRN BXG01126

    • CF30 Customer (1 Nov 2007 to 3 Oct 2013)
    • CF27 Investment Management (8 Oct 2004 to 31 Oct 2007)
    • CF4 Partner (8 Oct 2004 to 3 Oct 2013)
  • Carlo Giovanni Biggio

    IRN CXB01053

    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Cecilia Xiaoyi Wang

    IRN CXW00837

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Chloe Palmer

    IRN CXP00279

    • [FCA CF] Significant management (31 Mar 2021 to 21 Aug 2023)
  • Evgeny Loginov

    IRN EXL00198

    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Fearghal Peadar O Riordain

    IRN FPO01000

    • CF4 Partner (21 Dec 2005 to 27 Jan 2006)
    • CF27 Investment Management (21 Dec 2005 to 27 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nir Blumberger (no longer appointed)

    FRN 793732 · Appointed 9 Nov 2017 · Until 30 Sep 2018

  • Kevin Comolli (no longer appointed)

    FRN 768672 · Appointed 5 Jan 2017 · Until 7 Dec 2021 · Tied agent

  • Bruce Golden (no longer appointed)

    FRN 609107 · Appointed 22 Oct 2013 · Until 7 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.