Date authorised
1 April 2013
Companies House
OC303424
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Burlington Place
    Sixth Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000
  • Complaints Contact

    1 New Burlington Place
    6th Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederic Destin

    IRN FGD01004

    • CF30 Customer (9 Sep 2014 to 24 Apr 2017)
    • CF4 Partner (9 Sep 2014 to 24 Apr 2017)
  • Giles Stanley Hawkins

    IRN GSH01061

    • CF4 Partner (27 Apr 2007 to 28 Apr 2008)
  • Hendrik Willem Nelis

    IRN HWN01001

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Dec 2009 to 8 Dec 2019)
    • CF4 Partner (6 Jan 2005 to 8 Dec 2019)
  • Jeremiah Michael Daly II

    IRN JMD01266

    • CF30 Customer (10 Aug 2011 to 12 Feb 2012)
  • Jonathan Christopher Turner

    IRN JCT01051

    • [FCA CF] Client dealing (3 Oct 2022 to 28 Jun 2024)
  • Jonathan Michael Arthur Biggs

    IRN JMB01257

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 May 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (27 May 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 May 2003 to 8 Dec 2019)
    • CF4 Partner (27 May 2003 to 8 Dec 2019)
  • Joseph Francis Golden

    IRN JFG01040

    • CF27 Investment Management (27 May 2003 to 25 Sep 2007)
    • CF4 Partner (27 May 2003 to 24 Feb 2008)
  • Judith Mary Gibbons

    IRN JMG01193

    • CF4 Partner (3 May 2006 to 28 Feb 2012)
  • Julien Bek

    IRN JXB00704

    • [FCA CF] Client dealing (31 Mar 2021 to 2 Sep 2023)
  • Kaj-Erik Relander

    IRN KXR01120

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF4 Partner (4 Sep 2003 to 20 Nov 2009)
    • CF27 Investment Management (4 Sep 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nir Blumberger (no longer appointed)

    FRN 793732 · Appointed 9 Nov 2017 · Until 30 Sep 2018

  • Kevin Comolli (no longer appointed)

    FRN 768672 · Appointed 5 Jan 2017 · Until 7 Dec 2021 · Tied agent

  • Bruce Golden (no longer appointed)

    FRN 609107 · Appointed 22 Oct 2013 · Until 7 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.