Date authorised
1 April 2013
Companies House
OC303424
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Burlington Place
    Sixth Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000
  • Complaints Contact

    1 New Burlington Place
    6th Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Earle Comolli

    IRN KEC01017

    • CF30 Customer (1 Nov 2007 to 10 Feb 2015)
    • CF27 Investment Management (27 May 2003 to 31 Oct 2007)
    • CF4 Partner (27 May 2003 to 10 Feb 2015)
    • CF8 Apportionment and Oversight (27 May 2003 to 31 Mar 2009)
  • Luca Bocchio

    IRN LXB20476

    • SMF27 Partner (since 11 Aug 2021)
    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
  • Luciana Lixandru

    IRN LXL01461

    • SMF27 Partner (9 Dec 2019 to 23 Mar 2020)
    • CF4 Partner (14 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (14 Feb 2017 to 8 Dec 2019)
  • Martin Charles Gibson

    IRN MCG01062

    • [FCA CF] Client dealing (29 Mar 2023 to 30 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 30 Mar 2023)
    • CF30 Customer (7 Nov 2017 to 8 Dec 2019)
    • CF4 Partner (17 Aug 2011 to 8 Dec 2019)
  • Matthew Jack Robinson

    IRN MJR01428

    • [FCA CF] Significant management (since 31 Mar 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Matthew Weigand

    IRN MXW00551

    • [FCA CF] Material risk taker (31 Mar 2025 to 28 Sep 2025)
    • [FCA CF] Client dealing (31 Mar 2022 to 28 Sep 2025)
    • [FCA CF] Significant management (31 Mar 2022 to 28 Sep 2025)
  • Michael Treskow

    IRN MXT02077

    • CF30 Customer (28 Apr 2015 to 31 Jul 2016)
  • Michiel Kotting

    IRN MXK02193

    • CF4 Partner (14 May 2014 to 29 Feb 2016)
    • CF30 Customer (10 Jul 2013 to 29 Feb 2016)
  • Philippe Botteri

    IRN PXB02084

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (22 Aug 2011 to 8 Dec 2019)
  • Rogier Boeken

    IRN RXB00438

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Significant management (since 31 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nir Blumberger (no longer appointed)

    FRN 793732 · Appointed 9 Nov 2017 · Until 30 Sep 2018

  • Kevin Comolli (no longer appointed)

    FRN 768672 · Appointed 5 Jan 2017 · Until 7 Dec 2021 · Tied agent

  • Bruce Golden (no longer appointed)

    FRN 609107 · Appointed 22 Oct 2013 · Until 7 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.